Vol. 7 · pages 181–185
Who Were the Shudras?; The Untouchables
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162 DR. BABASAHEB AMBEDKAR : WRITINGS AND SPEECHES
(3) How can the loss of Upanayana result in the general degradation of Shudras?
(4) What power did the Brahmins have to deny Upanayana to the
Shudras?
Having stated the possible objections to my thesis, I like to give
my reply to them.
IV
To begin with the first. The best way to deal with this objection
is to refer to the judicial decisions in order to find out what the Courts
in India have regarded as the surest criterion for determining who
is a Shudra.
The first case to which reference may be made is to be found in
7, M.I.A.18. 1 It was decided by the Privy Council in 1837. The question
at issue was whether at the relevant time there were in India any
Kshatriyas. The contention of one side was that there were. The
contention on the other side was that there were none. The latter
contention was based upon the theory propagated by the Brahmins
that the Brahmin Parashurama had killed all the Kshatriyas and that
if any were left they were all exterminated by the Shudra king
Mahapadma Nanda, so that thereafter there were no Kshatriyas left
and that there were only Brahmins and Shudras. The Privy Council
did not accept this theory which they regarded as false and concocted
by the Brahmins and held that the Kshatriyas still existed in India.
The Privy Council did not however lay down any test by which a
Kshatriya could be distinguished from a Shudra. In their view, the
question must be determined in each case on its own facts.
The second case on the subject is to be found in I.L.R.10 Cal. 688. 2
The question raised in the case was whether the Kayasthas of Bihar
were Kshatriyas or Shudras. The High Court decided that they were
Shudras. The partisans of the Kayasthas took the position that the
Kayasthas of Bihar were different from the Kayasthas of Bengal, the
Upper Provinces and Benares and that while those in the Upper
Provinces and Benares were Shudras, the Kayasthas of Bihar were
Kshatriyas. The court refused to make this distinction and held that
the Kayasthas of Bihar were also Shudras.
1. Chuohirya Run Murdan Syn Versus Sahub Purhulad Syn.
2. Raj Coomar Lall versus Bissessur Dyal.
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163THE SHUDRAS : THE DEGRADATION OF THE SHUDRAS
The validity of this judgement was not accepted by the Allahabad
High Court. In I.L.R.12 All. 328, 1 Justice Mahamood at page 334
observed as follows :
“I entertain considerable doubts as to the soundness of the view which seems
to have been adopted by both the Courts below, that the literary caste of
Kayasthas in this part of the country, to which the parties belong, falls under
the category of Shudras, as understood in the division of mankind in the
Institute of Manu or elsewhere in authoritative texts of the Hindu Law. The
question is one of considerable difficulty not only ethnologically, but also from
a legal point of view, so far as the administration of the Hindu Law to this
important section of the population is concerned. I do not take the question
to be settled by any adjudication of the Lords of the Privy Council either
in Sri Narayan Miner vs. Sree Mutty Kishen Soondoory Dassee, 2 or in
Mahashova Shosinath Ghose vs. Srimati Krishna Soondari Dasi 3 in both of
which the cases referred to adoption by Kayasthas of Lower Bengal, who may
be distinguishable from the twelve castes of Kayasthas in Upper India, such
as the North-western Provinces and Oudh. Nor do I think that the unreported
decision of the learned Chief Justice and my brother Tyrell in Chaudhari
Hazari Lai versus Bishnu Dial (First Appeal No. 113 of 1886, decided on
the 15th June 1887), which was also an adoption case, settles the question.
But I need not pursue the subject any further....”
The third case is reported in (1916) 20 Cal. W.N.901 4. Here the
question raised was whether Kayasthas of Bengal were Kshatriyas
or Shudras. The High Court of Calcutta held that they were Shudras.
The case was taken to the Privy Council by way of appeal against
the decision of the Calcutta High Court. The decision of the Privy
Council is reported in (1926) 47 I.A. 140. The question whether the
Bengali Kayasthas are Shudras or Kshatriyas was not decided upon
by the Privy Council but was left open. In between 1916 and 1926
the Calcutta High Court gave two decisions which held that intermarriages between Kayasthas of Bengal and Tantis 5 and Domes 6 two
of the low castes, were legal on the ground that both of them were
sub-castes of Shudras.
These decisions which caused further deterioration in the position
of the Kayasthas were followed by another which is reported in
I.L.R. 6 Patna 506. 7 In a most elaborate judgement extending over
47 pages Mr. Justice Jwala Prasad went into every Purana and every
1. Tulsi Ram versus Behari Lai.
2. L. R. I. A. Sup., Vol. 149.
3. L. R. 7,1.A., 250.
4. Asita Mohan Ghosh versus Nirod Mohan Ghosh Maulik.
5. (1921) 48 Cal. 626. Bishwanath Ghosh versus Srimati Balai Desai.
6. (1924) 51 Cal. 788. Bholanalh Mitter versus King Emperor.
7. (1926) Ishwari Prasad versus Rai Hari Prasad Lai.
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Smriti in which there was a reference to the Kayasthas. He differed
from the Calcutta High Court and held that the Kayasthas of Bihar
were Kshatriyas.
Next come cases in which the question at issue was whether the
Maharattas are Kshatriyas or Shudras. The first case in which this
issue was raised is reported in 48 Mad. I. 1 This was an interpleader
suit filed by the Receiver of the estate of Raja of Tanjore in which
all the descendants as well as the distant agnates and cognates of
the Raja were made defendants in the suit. The kingdom of Tanjore
was founded by Venkoji, otherwise called Ekoji, who was a Mahratta
and the brother of Shivaji the founder of the Mahratta Empire. The
judgement in the case covers 229 pages and the question whether
the Mahrattas were Kshatriyas was dealt with in a most exhausitve
manner. The decision of the Madras High Court was that the
Mahrattas were Shudras and not Kshatriyas as was contended by
the defendants.
The next case which also relates to the Mahrattas is reported in
I.L.R. (1928) 52 Bom.497. 2 The Court decided that :
“There are three classes among the Mahratthas in the Bombay Presidency: (1) the five families; (2) the ninety-six families; (3) the rest Of these,
the first two classes are legally Kshatriyas.”
The last case to which reference may be made is reported in I.L.R.
(1927) 52 Mad. I. 3 The issue was whether the Yadavas of Madura
were Kshatriyas. The Yadavas claimed themselves to be Kshatriyas.
But the Madras High Court negatived the claim and held that they
were Shudras.
Such is the course of judicial pronouncements on the issue as to
how to determine who is a Kshatriya and who is a Shudra. It is a
most confusing medley of opinion which settles little and unsettles
much. The Kayasthas of Bihar, of the Upper Provinces (now U.P) and
Benares are Kshatriyas, while the Kayasthas of Bengal are Shudras!!
According to the Madras High Court all Mahrattas are Shudras. But
according to the Bombay High Court, Mahrattas belonging to five
families and 96 families are Kshatriyas and the rest are Shudras!!
The Yadava community to which Krishna belonged is popularly
believed to be Kshatriyas. But according to the Madras High Court,
the Yadavas are Shudras!!
1. (1924) Maharaja of Kolhapur versus Sundaram Ayyar.
2. Subbarao Hambirao Palil vera? Radha Hambirao Patil.
3. Mokka Kone versus Ammakutti.
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More important for our purpose are the criteria which the courts
have adopted in coming to their decisions than the particular
decisions in the cases referred to. Among the criteria which the courts
have laid down, the following may be noted :
(1) In I.L.R. 10 Cal. 688, the criteria adopted were (i) use of Das
as surname, (ii) wearing the sacred thread, (iii) ability to
perform the homa, (iv) the period of impurity; (v) competence
or incompetence of illegitimate sons to succeed.
(2) In I.L.R. 6 Patna 606, the criterion seems to be general repute.
If a community is Kshatriya by general repute it is to be
treated as a Kshatriya community.
(3) In 48 Madras 1, a variety of criteria were adopted. One was
the consciousness of the community. The second was undergoing the ceremony of Upanayana as distinguished from
wearing the sacred thread. The third criterion was that all
non-Brahmins are Shudras unless they prove that they are
Kshatriyas or Vaishyas.
(4) In I.L.R. Bom. 497, the tests adopted were (i) the consciousness
of the caste (ii) its custom, and (iii) the acceptance of that
consciousness by other castes.
No one who knows anything about the subject can say that the
criteria adopted by the various courts are the right ones. A criterion
such as the period of impurity is irrelevant and of no value for
determining the question. A criterion such as the capacity for
performing homa is relevant but not valid. It mistakes effect for a
cause. The criterion of consciousness is hardly a fair criterion. A
community may have lost its consciousness by long disuse of necessary religious observances due to causes over which it has no
control. The criterion of Upanayana stands on a different footing. The
courts have not put it properly. But there is no doubt that rightly
understood and properly put the criterion of Upanayana is sound.
The Courts have not made any distinction between the de facto
position of the community and its position de jure in regard to
Upanayana, and have proceeded on the assumption that what is true
de facto must also be true de jure. It is this fault in the application
of the criterion of Upanayana which has produced anomalies and
absurdities, such as one community having one status in one area
and quite a different status in a different area—or allowing any
pretender community to wear the thread and by continuing its
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pretence for a period to acquire a vested right or contrariwise
punishing a community by declaring that it had no de jure right to
wear the thread merely because it has not been wearing it de facto.
The real criterion is not the wearing of the sacred thread but the
right to wear the sacred thread. Understood in its proper sense, it
may be said without fear of contradiction that the right to Upanayana
is the real and the only test of judging the status of a person whether
he is a Shudra or a Kshatriya.
V
The second objection is quite untenable. To assume, as the objection
does, that from the very beginning the Aryan Society treated its
different classes differently in the matter of Upanayana is to my mind
a very unnatural supposition. Primitive society does not begin with
differentiation. It begins with uniformity and ends in diversity. The
natural thing would be to suppose that in the matter of the
Upanayana the ancient Aryan society treated all its classes on the
same footing. It may however be argued, on the other side, that such
an original tendency in favour of uniformity need not be accepted
as being universal, that it may well be that in the ancient Aryan
society the Shudras and the women were excluded from Upanayana.
Fortunately for me, it is not necessary for me to rely on logic alone
though I contend that logic is on my side. For there is ample evidence
both circumstantial as well as direct to show that both Shudras as
well as women had at one time the right to wear the sacred thread.
That the ancient Aryan society regarded Upanayana as essential
for all will be evident if the following facts are borne in mind.
Upanayana was allowed for the deaf, the dumb, the idiot and even
the impotent. A special procedure was prescribed for the Upanayana
of the deaf and dumb and idiots. The principal points in which their
Upanayana differs from that of others are that the offering of Samidh,
treading on a stone, putting on a garment, the tying of mekhala, the
giving of deer skin and staff are done silently, that the boy does not
mention his name, it is the acharya himself who makes offering of
cooked food or of clarified butter, all the mantras are muttered softly
by the acharya himself. The same procedure is followed as to other
persons who are impotent, blind, lunatic, suffering from such diseases
as epilepsy, white leprosy or black leprosy, etc.