Vol. 7 · pages 186–190
Who Were the Shudras?; The Untouchables
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167THE SHUDRAS : THE DEGRADATION OF THE SHUDRAS
The six anuloma castes were also eligible for Upanayana; this is
clear from the rules 1 for the Upanayana of Kshatriyas, Vaishyas and
of mixed castes like Rathakara, Ambashtha, etc.
Upanayana was permitted to Patitasavitrikas. The proper age for
the Upanayana of a Brahman boy was 8th year from birth, of a
Kshatriya 11th year and of a Vaishya 12th year. But a certain
latitude was allowed so that the time for Upanayana was not deemed
to have passed upon the 16th, the 22nd and the 24th year in the
case of Brahmins, Kshatriyas and Vaishyas respectively. After these
years are passed without Upanayana taking place, a person was held
to have become incompetent thereafter for learning the Savitri (the
sacred Gayatri verse). Such persons were then called Patitasavitrika
or savitripatita. According to the strict interpretation of rules, no
Upanayana is to be thereafter performed for them, they are not to
be taught the Veda, nor is anyone to officiate at their sacrifices and
there is to be no social intercourse with them (i.e., no marriage takes
place with them). But even in their case, there was readiness to relax
the rules 2 subject to certain penances.
Upanayana was permitted in the case of Brahmaghnas. A
Brahmaghna is a person whose father or grandfather had failed to
perform Upanayana. The original rule 3 was that if a person’s father
and grandfather also had not the Upanayana performed for them then
they (i.e., the three generations) are called slayers of brahma (holy
prayers or lore); people should have no intercourse with them, should
not take their food nor should enter into marriage alliance with them.
But even in their case the rule was relaxed and they were allowed
Upanayana if they desired, provided they performed the prescribed
penance.
1. Baud. Gr. Sutra (II.8). Kane, History of Dharmashastra, II (1), p. 299.
2. Ap. Dh. S., I. 1. 1 28-31, prescribes that after the 16th or 24th year, the person
should undergo the rules of studenthood two months just as those who meant to study
the three vedas and whose Upanayana has been performed, observe (viz., begging for
food, etc.) then his Upanayana should be performed, then for one year he should bathe
(thrice if possible) every day and then he should be taught the Veda. This is a somewhat
easy penance. But others prescribe heavier penalties. Vas. Dh. S. XI. 76-79 and the
Vaik. Smarta, 11.3 prescribes that one who is patitasavitrika should either perform
the Uddalaka vrata or should take a bath along with the performer of an Ashvamedha
sacrifice or should perform the Vratyastoma sacrifice. See Kane, ibid., p. 377.
3. Ap. Dh. S., I. 1.1. 32-2. 4. The penance prescribed was that of observing the
rules of studenthood one year for each generation (that had not the Upanayana
performed) then there is Upanayana and then they have to bathe (thrice or once) every
day for a year with certain mantras, viz., the seven Pavamani verses beginning with
‘yad ami yacca durake’ (Rg. IX. 67. 21-27), with the Yajus Pavitra (Tai. S., I. 2.1.
l=Rg. X. 17. 10) with the samapavitra and with the mantras called Angirasa (Rg. IV.
40.5) or one may pour water only with the Vyahritis. After all this is done, one must
be taught the Veda. See Kane, ibid., p. 378.
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168 DR. BABASAHEB AMBEDKAR : WRITINGS AND SPEECHES
A further relaxation was made in the case of a person whose
generation beginning with the great grandfather had not the
Upanayana performed on them. 1 Even they were allowed to have their
Upanayana performed if they desired, provided they performed
penance which included studenthood for twelve years and bath with
the Pavamani, and other verses. On his Upanayana, instruction in
the duties of the householder was imparted to him, and though he
himself could not be taught the Veda, his son may have the samskara
performed as in the case of one who is himself a patitasavitrika so
that his son will be ‘one like other Arya’.
Upanayana was permitted to the Vratyas. It is difficult to state
exactly who the Vratyas were, whether they were Aryans who had
for more than three generations failed to perform the Upanayana or
whether they were non-Aryans who were never within the Aryan fold
and whom the Brahmins wanted to convert to the Aryan faith. It
is possible that it included both. Be that as it may, there is no doubt
that Upanayana was open to the Vratyas provided they performed
Vratyastomas. Vratyas were those who lead the Vratya life, were base
and were reduced to a baser state since they did not observe
studenthood (brahmacharya) nor did they till the soil nor engage in
trade. There were four Vratyastomas, the first of which is meant for
all Vratyas, the second is meant for those who are Abhishasta who
are wicked or guilty of heavy sins and are censured and lead a Vratya
life, the third for those who are the youngest and lead a Vratya life
and the fourth for those who are very old and yet lead a Vratya life.
In each of the four Vratyastomas, Sodasastoma 2 is always performed.
It is by the Sodasastoma that they can attain this (superior status).
The Sodasastoma was supposed to have the power to remove the guilt
of these. By performing the Vratyastoma sacrifice, they should cease
to be Vratyas and become eligible for social intercourse with the
Orthodox Aryas, to have the sacrament ( samskara of Upanayana)
performed of them and then be eligible to study the Veda.
In the Vratyata-shuddisamgraha 3 provision is made for the purification of Vratyas even after twelve generations subject to appropriate penances.
1. Ap. Dh S., 1.1. 2.5-10.
2. Kane (ibid, p. 385) refers to the Tandya Brahmana 17.1.1 which tells the story
that when the gods went to the heavenly world some dependents of theirs who lived
the vratya life were left behind on the earth. Then through the favour of the gods
the dependents got at the hands of Maruts the Sodasastoma (containing 16 stotras)
and the metre (viz., anustubh ) and then the dependents secured heaven.
3. Kane, ibid, p. 387
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169THE SHUDRAS : THE DEGRADATION OF THE SHUDRAS
Upanayana was so highly thought of that Baudhayana (ii.10)
allowed Upanayana for the Asvattha tree.
Given these facts, it is difficult to believe that the women and
Shudras were excluded from the Upanayana by the Aryan society
from the very beginning. In this connection, attention may be drawn
to custom prevalent among the Indo-Iranians who were very closely
related to the Indo-Aryans in their culture and religion. Among the
Indo-Iranians, not only both men and women but men and women
of all classes are invested with the sacred thread. It is for the
opponents to prove why the system was different among the IndoAryans.
It is, however, not quite necessary to depend upon circumstantial
evidence. There is enough direct evidence to show that there was a
time when both women and Shudras had the right to Upanayana and
did have it performed.
As to the Upanayana of women the statements 1 contained in the
Hindu religious books are quite explicit. Anyone who examines them
will find that Upanayana was open to women. Women not only
learned the Vedas but they used to run schools for teaching the Vedas,
are even known to have written commentaries on the Women Purva
Mimamsa.
As to the Shudras, the evidence is equally positive. If Sudas was
a king, if Sudas was a Shudra, if his coronation ceremony was
performed by Vasishtha and he performed the Rajasuya Yaga, then
there can be no doubt that the Shudras did at one time wear the
sacred thread. In addition to circumstantial evidence and the evidence
of the authors mentioned before, the Sanskara Ganapati cited by Max
Muller 2 contains an express provision declaring the Shudra to be
eligible for Upanayana.
The only difference between the women and the Shudras is that
in the case of women there is some plausible explanation given as
to why the Upanayana of women was stopped, while there is no such
explanation for stopping the Upanayana of the Shudras. It is argued
that the Upanayana of women continued as long as the age of
Upanayana and the age of marriage continued to be different. It is said
that in ancient times the age of Upanayana was 8 and the age for
marriage was considerably later. But at a later stage, the age of
marriage was brought down to 8, with the result that the Upanayana
1. See Purushartha Number for September 1940 where all authorities are
collected in one place.
2. History of Ancient Sanskrit Literature (1860), p. 207.
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170 DR. BABASAHEB AMBEDKAR : WRITINGS AND SPEECHES
as an independent ceremony ceased to exist and became merged in
marriage. Whether this explanation is right or wrong is another
matter. The point is that in the case of the Shudra, the Upanayana
was at one time open to him, that it was closed to him at a later
stage and that there is no explanation for this change.
Those who, in spite of the evidence to which I have referred, think
that they must insist upon their objection should remember the
weakness of their side. Assuming that the Shudras had never had
the benefit of Upanayana, the question they have to face is why were
the Shudras not allowed the benefit of the Upanayana. The orthodox
theory merely states the fact that there is no Upanayana for a
Shudra. But it does not say why the Shudra is not to have his
Upanayana performed. The explanation that there was no Upanayana
of the Shudra because he was a non-Aryan is a modern invention
which has been shown to be completely baseless. Either there was
once an Upanayana and it was stopped or the Upanayana was from
the very beginning withheld. Either may be true. But before one or
the other is accepted to be true, it must be accompanied by reasons.
There being no reason why the benefit of the Upanayana was withheld
from the Shudra, the presumption must be in favour of my thesis
which states that they had the right to Upanayana, that they were
deprived of it and gives reasons why they were deprived of its validity.
VI
The third objection is no objection at all. Only a person who does
not know fully all the incidents of Upanayana can persist in upholding
its validity.
The Aryan society regarded certain ceremonies as Samskaras. The
Gautama Dharma Sutra (VIII. 14-24) gives the number of Samskaras
as forty. They are :
Garbhadhana Pumsavana, Simantonnayana, Jatakarma, namakarana,
annaprasana, caula, Upanayana, the four vratas of the Veda, Snana (or
Samavartana), vivaha, five daily mahayajnas (for deva, pitri, manushya,
bhuta, and Brahma); seven pakayajnas (viz., astaka, parvanasthalipaka,
sraddha sravani, agrahayani, caitri, asvayuji); seven haviryajnas (in which
there is burnt offering but no Soma, viz., Agnyadheya, Agnihotra,
Darsapurnamasa, Agrayana, Caturmasyas, Nirudhapasubandha and
Sautramani); seven soma sacrifices (Agnistoma, Atyagnistoma, Ukthya,
Sodasin, Vajapeya, Atiratra, Aptoryama).
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171THE SHUDRAS : THE DEGRADATION OF THE SHUDRAS
At a late stage a distinction appears to have been drawn between
Samskaras in the narrower sense and Samskaras in the wider sense.
Samskaras in the wider sense were really sacrifices and were
therefore not included in the Samskaras in the proper sense, which
were reduced to sixteen.
There is nothing strange about the Samskaras. Every society
recognises them. For instance, the- Christians regard Baptism,
Cofirmation, Matrimony, Extreme Unction, Eucharist, the Lord’s
Supper and the Holy Communion as sacraments. There however
seems to be a difference between the notions of the Indo-Aryans and
say the Christians about the Samskaras. According to Christian
notions, the Samskara or Sacrament is a purely spiritual matterdrawing in of God’s grace by particular rites. It had no social
significance. Among the Indo-Aryans the Samskaras had originally
a purely spiritual significance. This is clear from what Jaimini the
author of the Purva Mimamsa has to say about the Samskaras.
According to Jaimini the general theory is that Samskaras impart
fitness. They act in two ways. They remove taints and they generate
fresh qualities. Without such Samskaras, a person may not get the
reward of his sacrifice on the ground that he is not fit to perform
it. Upanayana was one of the Samskaras and like other Samskaras,
its significance was just spiritual. The denial of the Upanayana to
the Shudras necessarily brought about a change in its significance.
In addition to its spiritual significance it acquired a social significance
which it did not have before.
When Upanayana was open to everyone, Aryan or non-Aryan, it
was not a matter of social significance. It was a common right of
all. It was not a privilege of the few. Once it was denied to the
Shudras, its possession became a matter of honour and its denial
a badge of servility. The denial of Upanayana to the Shudras
introduced a new factor in the Indo Aryan society. It made the
Shudras look up to the higher classes as their superiors and enabled
the three higher classes to look down upon the Shudras as their
inferiors. This is one way in which the loss of Upanayana brought
about the degradation of the Shudras.
There are other incidents of Upanayana. Since idea of these can be
had if one refers to the rules laid down in the Purva Mimamsa 1. One
1 See Ganganath Jha, Purva Mimamsa , pp. 368-369 and 171-172.