Vol. 7 · pages 191–195
Who Were the Shudras?; The Untouchables
This text was extracted automatically from the official PDF of Dr. Babasaheb Ambedkar: Writings and Speeches, so it may contain small errors. Always check the original page before quoting.
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172 DR. BABASAHEB AMBEDKAR : WRITINGS AND SPEECHES
of these rules is that all property is meant primarily for the purpose
of providing a person with the means of performing a sacrifice. The
right to property is dependent upon capacity to sacrifice. 1 In other
words, anyone who suffers from an incapacity to perform a sacrifice
has no right to property. Capacity to sacrifice depends upon Upanayana.
This means that only those who are entitled to Upanayana have a
right to own property.
The second rule of the Purva Mimamsa is that a sacrifice must
be accompanied by Veda mantras. This means that the sacrificer must
have undergone a course in the study of the Veda. A person who
has not studied the Vedas is not competent to perform the sacrifices.
The study of the Veda is open only to those persons who have
undergone the Upanayana ceremony. In other words, capacity to
acquire knowledge and learning—which is what the study of Veda
means-is dependent upon Upanayana. If there is no Upanayana the
road to knowledge is closed. Upanayana is no empty ceremony. Right
to property and right to knowledge are the two most important
incidents of Upanayana.
Those who cannot realise how loss of Upanayana can bring about
the degradation of the Shudras should have no difficulty in understanding the matter if they will bear in mind the rules of the Purva
Mimamsa referred to above. Once the relation of Upanayana to
education and property is grasped, all difficulty in accepting the
thesis that the degradation of the Shudra was entirely due to loss
of Upanayana must vanish.
It will be seen, from what has been said above, how the sacrament
of Upanayana was in the ancient Aryan society fundamental and how
the social status and personal rights of persons depended upon it.
Without Upanayana, a person was doomed to social degradation, to
ignorance and to poverty. The stoppage of Upanayana was a most
deadly weapon discovered by the Brahmins to avenge themselves
against the Shudras. It had the effect of an atomic bomb. It did make
the Shudra, to use the language of the Brahmins, a graveyard.
1 Not a few are unable to understand why the Manu Smriti and other Smritis
deny women and Shudra the right to hold property and to study the Vedas. All
difficulty, however, vanishes if one bears in mind that the disabilities are the natural
consequences of the rule, laid down in the Purva Mimamsa. Women and Shudras
cannot hold property, not because they are women and Shudras, but because they
are debarred from performing sacrifices.
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VII
That the Brahmins possessed the power to deny Upanayana is
beyond question. The doubt probably arises from the fact that there
is nowhere an express statement showing the conferment of such a
power upon the Brahmins. All the same, whatever doubt there may
be lurking in the minds of persons who are not aware of the operative
parts of the religious system of the Indo-Aryans must vanish if
account is taken of two things: (1) the exclusive right of the Brahmin
to officiate at the Upanayana and (2) the penalties imposed upon the
Brahmin for performing unauthorised Upanayana.
It is probable that in most ancient times it was the father who
taught his son the Gayatri, with which the study of the Veda begins
and for which the ceremony of Upanayana was devised at a later
stage. But it is beyond question that from a very early time the
function of performing Upanayana had been assigned to a guru or
a teacher called the Acharya and the boy went and stayed in the
Acharya’s house.
The questions as to who should be the Acharya and what should
be his qualification have been the subject of discussions from very
ancient times.
The Acharya must be a man learned in the Vedas. A Brahmana
text1 says, “he, whom a teacher devoid of learning initiates, enters
from darkness into darkness and he also (i.e. an acharya) who is
himself unlearned (enters into darkness).”
The Ap. Dh. S. (1.1.1.12—13), lays down that an Acharya selected
for performing one’s Upanayana should be endowed with learning and
should be one whose family is hereditarily learned and who is serene
in mind, and that one should study Vedic lore under him up to the
end (of brahmacharya) as long as the teacher does not fall off from
the path of Dharma. 2
But the first and foremost qualification of an Acharya is that he
must be a Brahmana: It was only in times of difficulty (i.e., when
a Brahmana is not available) that a person was allowed to have a
1 Quoted in the Ap. Dh. S., I. i. i. 11, Kane, II (I), p. 324.
2 According to Vyasa (quoted in Sam. p., p. 408) the Acharya should be one who
is solely devoted to the Veda, who knows Dharma, is born of a good family, who
is pure, is a shrotriya that has studied his Vedic sakha and who is not lazy. Shrotriya
has been defined as one who has studied one sakha of a Veda.
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174 DR. BABASAHEB AMBEDKAR : WRITINGS AND SPEECHES
Kshatriya or a Vaishya teacher 1. This exception was permitted only
during the period when the distinction between the right to learn the
Vedas and the right to teach the Vedas had not been made. But when
that distinction came to be made—and it was made in very early times—
in fact the conflict between Vasishtha and Vishvamitra was just on this
very point—the Brahmin alone came to possess the right to be an
Acharya fit to officiate at an Upanayana.
One thing therefore must be taken as well-established, namely that
none but a Brahmin could perform the Upanayana ceremony. Upanayana
performed by anybody else is not a valid Upanayana.
The other operative part of the Indo-Aryan religious system is the
obligation imposed upon the Brahmin not to do any unauthorized act
of a religious character. A Brahmin guilty of any such conduct was liable
to punishment or penance. Many such penalties are to be found in the
ancient Law Books. I refer to Manu and Parashara.
Manu (III.150ff.), lays down what class of Brahmins are to be deemed
unworthy (to partake) of oblations to the gods and manes. In this list
he includes :
III. 156.—“He who teaches for a stipulated fee and he who is taught
on that condition, he who instructs Shudra pupils and he whose teacher
is a Shudra, he who speaks rudely, the son of an adultress, and the son
of a widow.”
Parashara says : 2
“That Brahmana, who for the sake of dakshina (gift of money or fee) offers
oblation into fire on behalf of a Shudra, would become a Shudra, would the
Shudra (for whom he offers) would become a Brahman;” that, according to
Madhava, propounds that the merit of the rite “goes to the Shudra and the
Brahmana incurs sin.” ”
Those who may ask what powers the Brahmins had to deprive the
Shudra of his right to Upanayana may consider the combined effect
of these two facts : (1) the Brahmin’s exclusive right to officiate at
an Upanayana, and (2) the penalties to which he is made liable for
performing an unauthorized Upanayana. If they do, they will have
no doubt that the combined effect of these two factors was to vest
in the Brahmin the power of performing as well as of denying
Upanayana. It is true that such a power has not been expressly vested
in the Brahmin. That was because it was unnecessary to do by express
1 It is curious to note that in such cases the only service a Brahmana student
was required to render to his Kshatriya or Vaishya guru was to follow after him; he
had not to render bodily service (such as shampooing or washing the feet, etc.). Vide
Ap. Dh. S., II, 2.4, 25-28 Gaut, 7, 1-3, Baud Dh. S.I.-2, 40-42, Manu, II. 241. It was
also premised that a Kshatriya or a Vaishya should teach a Brahmana only when
urged by him and not at his sweet will.
2. Quoted by Vyavahara Mayukha (edited by Kane, p. 115).
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terms what was in fact done by indirect but more effectual means.
That the Brahmins are conscious of the possession of this power to
deny Upanayana is also beyond doubt. So far as the records go, there
are 16 reported cases in which they have threatened various communities by putting it into operation against them. In nine cases,
they challenged the Kayasthas, in four they challenged the Panchalas,
in one they challenged the Palshes. What is important is that they
challenged even two Maratha Kings. These instances have occurred
between 556 to 1904 A.D. It is true that they do not belong to ancient
times. It must however be remembered that these instances are mere
evidences of the exercise by the Brahmins of their power to deny
Upanayana. The power itself must have been acquired in much more
ancient times. That they have acquired it earlier is not an empty
assertion without support. Satyakama Jabali’s instance which is very
ancient is cited generally to prove that the Varna of a man was
determined by his guna (mental and moral qualities) and not by his
birth. While this is true, it is equally true that Jabali’s case proves
that even in ancient times the Brahmins had acquired the right to
refuse to perform Upanayana.
The enumeration of these cases has very little value for the purpose
in hand unless we know the deductions that could be drawn from
the decisions arrived at in them. To be able to do this, we must know
the details of each case. Unfortunately, in most of them beyond the
decision other details are not sufficiently full for the purpose. There
is only one case that of the Brahmins versus Shivaji in respect of
which the details are full and well-known. The case is sufficiently
important and it is therefore well worth detailed examination. The
deductions deducible from it are not only interesting and instructive
but they throw a flood of light on the point under discussion.
VIII
As is well known, Shivaji after having established a Hindu
independent kingdom in the western part of Maharashtra thought
of proclaiming himself a king by having his coronation performed.
It was felt by Shivaji and his friends that the coronation ceremony
if it was at all to be of any value must be performed according to
Vedic rites. But in carrying out his wishes Shivaji found himself faced
with many difficulties. He found that whether his coronation could
be performed with Vedic rites depended entirely upon the Brahmins.
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Nobody was from religious point of view qualified to perform the
ceremony except a Brahmin. Secondly, he found that no such
ceremony could be performed unless it was proved that he was a
Kshatriya. There was a third difficulty, namely, that even if he was
found to be a Kshatriya, he was past the age of Upanayana and
without Upanayana there could be no coronation. The third difficulty
was a minor one for it could be got over by the performance of the
Vratya Stoma ceremony. The first difficulty was the greatest stumbling block. It related to Shivaji’s status. The question was, was he
a Kshatriya? If that could be got over, the rest was easy. Shivaji’s
claim that he was Kshatriya was opposed by many. His principal
opponents were Brahmins who were led by his own Prime Minister
Moro Pant Pingle. Unfortunately for Shivaji even his Maratha
Sardars had refused to give him social precedence 1 and had ranged
themselves against him. In their view, he was a Shudra. Shivaji’s
claim was also in direct conflict with the well established thesis long
insisted upon by the Brahrnins that there were no Kshatriyas in the
Kali age. Shivaji was living in the Kali age. Obviously he could not
be a Kshatriya. This objection to his claim for the status of Kshatriya
was further strengthened by the non-performance of the ceremony
of Upanayana or the investiture of the sacred thread at the proper
time, which was fixed by the Sastras to be the eleventh year in the
case of the Kshatriyas. This was taken to be evidence of his being
a Shudra. He was however fortunate in securing the services of one
Gagabhat, a renowned Brahmin, resident of Benares, learned both
in the Vedas and Sastras. Gagabhat solved all difficulties and
performed Shivaji’s coronation 2 on 6th June 1674 at Raigad first after
performing the Vratya Stoma and then the Upanayana.
1 Kinkaid has some interesting observations to make as to how the idea of coronation
originated. He says :
“For although the high-spirited Deccan nobles gladly followed Shivaji in the field,
they were unwilling in private life to concede to him any precedence. And at State
dinners they resented that a Bhosle should sit on a seat raised above those assigned
to Mohites and Nimbalkars, Savants and Ghorpades. He spoke of the matter to his
Secretary, Balaji Avaji Chitnis and the latter urged him to take the royal crown from
the hands, not of the Moghul Emperor, but of a Benares priest. The king consulted
his mother, Jijabai, the saintly Ramdas and his favourite goddess Bhavani and found
them all favourable to his Secretary’s suggestions.”— History of Maharashtra, p. 244.
From this it appears that the ideas behind Vedic coronation was to obtain social
precedence and not so much to obtain legal and political sovereignty.
2 It seems that some Brahmins were prepared to perform Shivaji’s coronation but
with non-Vedic, i.e., with Pauranic rites as is done in the case of Shudras. They
predicted all sorts of evils to happen if Shivaji had his coronation performed with Vedic
rites. Unfortunately these evils did take place and Shivaji who undoubtedly was
superstitious had another coronation performed according to non-Vedic rites. The
following account of this second coronation taken from Mr. C. V. Vaidya makes
interesting reading :